Securities & Exchange Commission (SEC): History; Major Laws that Govern the SEC Industry; Valuable information on the SEC's website (www.sec.gov); and Selected Legislative History Materials

• As discussed earlier in the SEC Divisions & Offices page of this LibGuide, the SEC has jurisdiction both over the creation of securities regulation as well as the enforcement of those regulations in litigation and direct communication.
• Vital Law is an excellent database for SEC-affiliated material, including both materials associated with Enforcement/Litigation and Regulation/Rulemaking
• Some SEC Materials you can find on Vital Law include the following:
  • Enforcement:
    • No-Action Letters
    • Litigation Releases
    • Regulatory Actions
  • Rulemaking:
    • Notices of Proposed Rulemaking
    • Final Rules
    • SEC Staff Interpretations

TO ACCESS Wolters Kluwer's VitalLaw

• Click on Database List link immediately below:
• Administrative Law, Regulations & Tax  
• then Scroll Down & Click on Wolters Kluwer's VitalLaw