Securities & Exchange Commission (SEC): History; Major Laws that Govern the SEC Industry; Valuable information on the SEC's website (www.sec.gov); and Selected Legislative History Materials

• Legislative History of the Securities Act of 1933 and Securities Exchange Act of 1934 by J. S. Ellenberger

  • Call Number: Law Stacks ; KF1434.56 .A151973C

    ISBN: 0837708028

    Publication Date: 1973-10-01

    BOOK AVAILABLE IN LAW LIBRARY STACKS
    (Book Available on Hein Online as well - link below)

Available via Hein Online as well

Legislative Histories on Laws that Govern the SEC Industry - with direct online link from Library Catalog

Legislative History of the Trust Indenture Act of 1939  P.L. 76-253

Legislative History of the Investment Company and Investor's Advisor's Act of 1940:  P.L. 76-768:  54 Stat. 789

Corporate Fraud Responsibility:  A Legislative History on the Sarbanes-Oxley Act of 2002 (via Congress.gov as well)

Dodd-Frank Wall Street Reform and Consumer Protection Act - Legislative History materials via CONGRESS.GOV

Additional Source:  Sources of Compiled Legislative History Database (via Hein Online)

Legislative History Materials  (by Congress - List of Public Laws)

Access Hein Online via Major Legal Databases List 

(then follow pictured flowchart below)

Additional Legislative History of Dodd-Frank Act - available via Law Librarians Society of Washington D.C.

Jumpstart Our Business Startups Act - Legislative History information via GOVINFO.GOV

Additional Source:  Sources of Compiled Legislative History Database (via Hein Online)

Legislative History Materials (by Congress - List of Public Laws)

Access Hein Online via Major Legal Databases List

(then follow pictured flowchart below)