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Securities & Exchange Commission (SEC): History; Major Laws that Govern the SEC Industry; Valuable information on the SEC's website (www.sec.gov); and Selected Legislative History Materials

SEC

SEC Crest | Securities and Exchange Commission | ebayink | Flickr

SEC - Regional Offices

SEC.gov | SEC Regional Offices

Administrative Decisions

FROM SEC.GOV 

 Under   "DIVISIONS & OFFICES" TAB > 

Click On "ADMINISTRATIVE LAW JUDGES"

(ALJ Page pictured below)

 

ENFORCEMENT

FROM SEC.GOV 

CLICK ON "ENFORCEMENT" TAB 

(Enforcement Page pictured below) 

 

SEC Divisions & Offices

What Is the Securities and Exchange Commission (SEC)?

SEC Division Of Corporate Finance

From SEC.GOV 

Under "DIVISIONS & OFFICES" TAB >

Click On "CORPORATE FINANCE" 

(Division of Corporate Finance pictured below)