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Securities & Exchange Commission (SEC): History; Major Laws that Govern the SEC Industry; Valuable information on the SEC's website (www.sec.gov); and Selected Legislative History Materials

SEC Regulations

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CLICK ON SEC "REGULATION" TAB

FROM SEC.GOV

CLICK ON "REGULATION" TAB 

(Regulation Page pictured below) 

 

 

The U.S. Securities and Exchange Commission's webpage provides links to releases concerning SEC rulemaking activity, to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other SEC notices, and public petitions for rulemaking that have been submitted to the SEC.

 

Some of the types of regulatory actions that can be found on the SEC's website include the following:

  1. Proposed Rules 
  2. Final Rules
  3. Interpretive Releases
  4. PCAOB Rulemaking
  5. Policy Statements
  6. Investment Advisers Act Notices and Orders
  7. Public Petitions for Rulemaking
  8. etc. 

 

The current Unified Agenda of Federal Regulatory and Deregulatory Actions can be found at www.reginfo.gov.